DFX Intelligence
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Registered advisor
S••••• P•••••• S•••••••
Feed of 09/15/2026
At current firm
9 y
since Feb 20, 2017
In the industry
33 y
since May 14, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Feb 20, 2017 · Tampa, Fl
- M•• F•••••••• S•••••••• I••• formerMay 14, 1993 to Jul 29, 2005 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to P•••••••• S••••••••• I•••left Jul 29, 2005, registered Feb 20, 2017 (4224 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address