DFX Intelligence
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Registered advisor
D•• W••••• G••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•• W••••• G••••••••
At current firm
3 y
since Jun 30, 2023
In the industry
33 y
since Apr 16, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jun 30, 2023 · Grand Rapids, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDJan 20, 2012 to Jun 6, 2023 · Grand Rapids, Mi
- M••••• S•••••• wirehouseSep 30, 2010 to Jan 19, 2012 · Grand Rapids, Mi
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••left Jun 6, 2023, registered Jun 30, 2023 (24 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Jan 19, 2012, registered Jan 20, 2012 (1 day) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedJun 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address