DFX Intelligence
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Registered advisor
B•••• K•••• B••••
Feed of 09/14/2026
At current firm
19 y
since Nov 3, 2006
In the industry
33 y
since Apr 16, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Nov 3, 2006 · Dallas, Tx
- S•••••••• A••••••• L•• national BDSep 12, 1997 to Nov 9, 2006 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to U•• F•••••••• S••••••• I•••left Nov 9, 2006, registered Nov 3, 2006 (-6 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address