DFX Intelligence
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W•••••• J• F•••••••
As of · the IAPD feed
- At current firm
- 8 y
- In the industry
- 33 y
- Prior registered firms
- 1
- Signals
- 0
since Apr 20, 2018
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Apr 20, 2018 · Grand Rapids, Mi
- E•••••••• A•••••••• L•• national BDApr 12, 2010 to May 7, 2018 · Grand Rapids, Mi
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to C••••••••• F•••••••• N••••••left May 7, 2018, registered Apr 20, 2018 (-17 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address