DFX Intelligence
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E••••• W•••••• G•••••
Certified Financial Planner · Chartered Financial Consultant
As of · the IAPD feed; also filed as E• G••••••••• W•••••• G•••••
- At current firm
- 21 y
- In the industry
- 33 y
- Prior registered firms
- 1
- Signals
- 0
since Mar 2, 2005
As of · the IAPD feed; also filed as E• G••••••••• W•••••• G•••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Mar 2, 2005 · Gig Harbor, Wa
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 5, 2002 to Mar 4, 2005 · Gig Harbor, Wa
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Mar 4, 2005, registered Mar 2, 2005 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address