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Registered advisor
R•••••• E••••• S•••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseEast Lansing, Midual registrantIAPD 2352021
Feed of 09/14/2026
At current firm
16 y
since Oct 23, 2009
In the industry
32 y
since Nov 17, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Oct 23, 2009 · East Lansing, Mi
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 24, 2008 to Oct 23, 2009 · Lansing, Mi
- L•••••• F•••••••• S•••••••• I••• unclassifiedApr 17, 2007 to Oct 24, 2008 · Lansing, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedFeb 22, 2005 to Apr 12, 2007 · Lansing, Mi
Moves
a registration end followed by a registration begin elsewhere
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- L•••••• F•••••••• S•••••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 24, 2008, registered Oct 24, 2008 (0 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to L•••••• F•••••••• S•••••••• I•••left Apr 12, 2007, registered Apr 17, 2007 (5 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address