DFX Intelligence
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Registered advisor
T••••• C• B••••••
Feed of 09/15/2026
Also filed as T••••• C•••••• B••••••••• B••••••
At current firm
20 y
since Mar 2, 2006
In the industry
33 y
since Aug 3, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 2, 2006 · Coeur D'Alene, Id
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 11, 2001 to Mar 6, 2006 · Brea, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Mar 6, 2006, registered Mar 2, 2006 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address