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Registered advisor
G••••• J••• J••••••
Feed of 09/14/2026
Also filed as J•••• J••••••••• J••••••
At current firm
9 y
since Mar 25, 2017
In the industry
31 y
since Jul 13, 1995 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 25, 2017 · Shelton, Ct
- M•• F•••••••• S•••••••• I••• formerJul 8, 2011 to Mar 25, 2017 · Shelton, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Jun 29, 2011 · New Haven, Ct
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJun 24, 2005 to Oct 23, 2009 · Shelton, Ct
- C•••• I••••••••• S••••••• C•••• formerOct 22, 2004 to Jun 21, 2005 · Riverside, Ct
- C•••• I••••••••• S••••••• C•••• formerJun 9, 2003 to Mar 10, 2004 · New York, Ny
All 7 prior registrationsShow fewer
- F••••• I••••••••• independent RIADec 10, 2002 to Jun 4, 2003 · Milford, Ct
- Q•••• • R•••••• I••• unclassifiedDec 4, 2002 to Dec 20, 2002 · Clinton, Ct
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••left Jun 29, 2011, registered Jul 8, 2011 (9 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jun 21, 2005, registered Jun 24, 2005 (3 days) · Other
- F••••• I••••••••• to C•••• I••••••••• S••••••• C••••left Jun 4, 2003, registered Jun 9, 2003 (5 days) · Other
All 6 movesShow fewer
- Q•••• • R•••••• I••• to F••••• I•••••••••left Dec 20, 2002, registered Dec 10, 2002 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address