DFX Intelligence
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Feed of 09/14/2026
At current firm
13 y
since Oct 22, 2012
In the industry
33 y
since Jul 30, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Oct 22, 2012 · Ann Arbor, Mi
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Oct 23, 2012 · Draper, Ut
- A• G• E•••••• • S•••• I••• unclassifiedAug 16, 2005 to Jan 1, 2008 · Draper, Ut
- M••••• S•••••• D• I••• unclassifiedJun 3, 1996 to Aug 29, 2005 · Salt Lk City, Ut
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S••left Oct 23, 2012, registered Oct 22, 2012 (-1 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to A• G• E•••••• • S•••• I•••left Aug 29, 2005, registered Aug 16, 2005 (-13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address