DFX Intelligence
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Registered advisor
A••••• P••• S•••••••
Feed of 09/14/2026
Also filed as A••• P••• S••••••••• S••••••••• P• S•••••••
At current firm
9 y
since Jul 12, 2017
In the industry
31 y
since Jan 24, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 12, 2017 · Dallas, Tx
- R•••••• J•••• • A••••••••• I••• national BDJun 20, 2008 to May 5, 2017 · Dallas, Tx
- U•• F•••••••• S••••••• I••• wirehouseJan 27, 1995 to Jul 7, 2008 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 5, 2017, registered Jul 12, 2017 (68 days) · Other · moved with a team
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Jul 7, 2008, registered Jun 20, 2008 (-17 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address