DFX Intelligence
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Registered advisor
F••••• D••••• L••••
Feed of 09/14/2026
Also filed as F••••• D• B••••••••• D••••• B••••••••• D••••• B•••••••••
At current firm
10 y
since Sep 6, 2016
In the industry
27 y
since Jun 10, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 6, 2016 · Peachtree City, Ga
- T••••• S••••••••• I••• unclassifiedSep 26, 2005 to Sep 18, 2006 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerJun 30, 2005 to Sep 22, 2005 · Atlanta, Ga
- T••••• S••••••••• I••• unclassifiedMay 24, 2004 to Jun 30, 2005 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerMay 13, 2003 to May 24, 2004 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- T••••• S••••••••• I••• to T••••• A••••••• S•••••••• I•••left Sep 18, 2006, registered Sep 6, 2016 (3641 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• S••••••••• I•••left Sep 22, 2005, registered Sep 26, 2005 (4 days) · Other
- T••••• S••••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jun 30, 2005, registered Jun 30, 2005 (0 days) · Other
- S••••••• I••••••••• S•••••••• I••• to T••••• S••••••••• I•••left May 24, 2004, registered May 24, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address