DFX Intelligence
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Registered advisor
J••• E••••• F•••••
Feed of 09/14/2026
Also filed as J••• E• F••••••••• E••••• F•••••
At current firm
13 y
since May 10, 2013
In the industry
33 y
since Aug 6, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince May 10, 2013 · Metairie, La
- T• A••••••••• I••• formerJul 8, 2022 to Oct 14, 2022 · Metairie, La
- S•••••••• A••••••• L•• national BDJan 20, 2006 to Apr 18, 2013 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to no registered destinationleft Oct 14, 2022 · Departure, no registered destination
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Apr 18, 2013, registered May 10, 2013 (22 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedOct 14, 2022 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address