DFX Intelligence
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Registered advisor
A•••• H• T••••••
Feed of 09/14/2026
Also filed as A•••• H•••••• T••••••
At current firm
22 y
since Apr 1, 2004
In the industry
33 y
since Jan 1, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
17
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Apr 1, 2004 · Raleigh, Nc
- C••• A••••••• S••••••• unclassifiedMar 3, 2000 to Apr 1, 2004 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- C••• A••••••• S••••••• to P••• A••••• S••••••••• L••left Apr 1, 2004, registered Apr 1, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address