DFX Intelligence
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Registered advisor
T••••• P•••• G••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as T•• G••••••
At current firm
0 y
since Jan 15, 2026
In the industry
35 y
since Nov 1, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Jan 15, 2026 · Jamison, Pa
- N••••••••• M••••• W••••• M••••••••• C•••••• unclassifiedMar 28, 2006 to Apr 30, 2007 · Milwaukee, Wi
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• W••••• M••••••••• C•••••• to N••••••••• M••••• I••••••••• S•••••••••left Apr 30, 2007, registered Jan 15, 2026 (6835 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address