DFX Intelligence
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Registered advisor
G••• L•• P•••
Feed of 09/14/2026
Also filed as G••• P•••
At current firm
11 y
since Mar 16, 2015
In the industry
33 y
since Sep 17, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Mar 16, 2015 · Chelsea, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 18, 2014 to Mar 4, 2015 · Ann Arbor, Mi
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 9, 2010 to Feb 21, 2013 · Novi, Mi
- M•• F•••••••• S•••••••• I••• formerJun 29, 2010 to Sep 13, 2010 · Ann Arbor, Mi
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Feb 21, 2013, registered Feb 18, 2014 (362 days) · Other
- M•• F•••••••• S•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Sep 13, 2010, registered Sep 9, 2010 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address