DFX Intelligence
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D•••• L•••• R••••••
As of · the IAPD feed; also filed as D••••• L••••••••• S• L••••••••• S•••• L••••••••• S•••• R••••••••• S•••• R••••••
- At current firm
- 10 y
- In the industry
- 26 y
- Prior registered firms
- 1
- Signals
- 0
since Aug 19, 2016
As of · the IAPD feed; also filed as D••••• L••••••••• S• L••••••••• S•••• L••••••••• S•••• R••••••••• S•••• R••••••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 19, 2016 · Ormond Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 7, 2000 to Jul 8, 2004 · Daytona Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left Jul 8, 2004, registered Aug 19, 2016 (4425 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address