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Registered advisor
C••••••••• D• A•••••••
Feed of 09/14/2026
Also filed as C••• A••••••••• D• A••••••••• D••••• A••••••••• A•••••••
At current firm
6 y
since Jul 2, 2020
In the industry
32 y
since Mar 8, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jul 2, 2020 · Atlanta, Ga
- R•• C•••••• M••••••• L•• national BDJun 10, 2014 to Jul 21, 2020 · Atlanta, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 24, 2014 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 6, 1994 to Jun 1, 2009 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to M••••• S••••••left Jul 21, 2020, registered Jul 2, 2020 (-19 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to R•• C•••••• M••••••• L••left Jun 24, 2014, registered Jun 10, 2014 (-14 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address