DFX Intelligence
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Registered advisor
V•••••• P•••• S••••
Feed of 09/14/2026
At current firm
13 y
since Jul 2, 2013
In the industry
32 y
since Dec 14, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jul 2, 2013 · Miller Place, Ny
- S•••••• N••••••• • C••••••• I••••••••• national BDJul 10, 2007 to Jul 8, 2013 · Garden City, Ny
- R••• B••• • C•• unclassifiedDec 20, 2005 to Jul 10, 2007 · Uniondale, Ny
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to J••• M••••• S••••••••• L••left Jul 8, 2013, registered Jul 2, 2013 (-6 days) · Affiliated broker-dealer or bank to wirehouse
- R••• B••• • C•• to S•••••• N••••••• • C••••••• I•••••••••left Jul 10, 2007, registered Jul 10, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address