DFX Intelligence
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Registered advisor
B•••• D•••• E••••
Feed of 09/14/2026
Also filed as B•••• E••••
At current firm
11 y
since Feb 17, 2015
In the industry
32 y
since Dec 6, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 17, 2015 · Cincinnati, Oh
- E••••• J•••• national BDJan 24, 2007 to Feb 17, 2015 · Blue Ash, Oh
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Feb 17, 2015, registered Feb 17, 2015 (0 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address