DFX Intelligence
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Feed of 09/14/2026
Also filed as S••••• A•• M••••••••• A• J••••••••• J••••••••• M••••••••• A• C••••••••• A•• J••••
At current firm
6 y
since Jan 28, 2020
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 28, 2020 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseSep 20, 2017 to Apr 3, 2018 · St. Louis, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDJun 2, 2017 to Aug 18, 2017 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Aug 18, 2017, registered Sep 20, 2017 (33 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address