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Feed of 09/14/2026
Also filed as S•••• M•••• Q••••
At current firm
10 y
since Mar 7, 2016
In the industry
18 y
since Apr 11, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 7, 2016 · Paramus, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 9, 2013 to Feb 23, 2016 · Paramus, Nj
- U•• F•••••••• S••••••• I••• wirehouseMar 15, 2013 to Sep 17, 2013 · Paramus, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 3, 2013 · Paramus, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 14, 2008 to Jun 1, 2009 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Feb 23, 2016, registered Mar 7, 2016 (13 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 17, 2013, registered Sep 9, 2013 (-8 days) · Wirehouse to wirehouse
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Apr 3, 2013, registered Mar 15, 2013 (-19 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address