DFX Intelligence
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Registered advisor
P••• T• V••••••••
Feed of 09/14/2026
Also filed as P••• T••••• V••••••••
At current firm
23 y
since Feb 25, 2003
In the industry
29 y
since Apr 2, 1997 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
10
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Feb 25, 2003 · Somerville, Nj
- I••••••••• P••••••• A•••••••• L•• unclassifiedJul 23, 2003 to Dec 31, 2011 · Fairfield, Nj
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• P••••••• A•••••••• L•• to no registered destinationleft Dec 31, 2011 · Departure, no registered destination
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address