DFX Intelligence
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Feed of 09/14/2026
Also filed as D•••• J•••
At current firm
5 y
since Feb 5, 2021
In the industry
32 y
since Feb 10, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Feb 5, 2021 · Paramus, Nj
- U•• F•••••••• S••••••• I••• wirehouseSep 18, 2008 to Feb 16, 2021 · Paramus, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 2, 2005 to Oct 2, 2008 · Florham Park, Nj
- M••••• S•••••• D• I••• unclassifiedMay 9, 2003 to Sep 8, 2005 · Short Hills, Nj
- P••••••••• E••••• G••••• L•• unclassifiedOct 20, 1999 to May 14, 2003 · Short Hills, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Feb 16, 2021, registered Feb 5, 2021 (-11 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Oct 2, 2008, registered Sep 18, 2008 (-14 days) · Other
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left Sep 8, 2005, registered Sep 2, 2005 (-6 days) · Other
- P••••••••• E••••• G••••• L•• to M••••• S•••••• D• I•••left May 14, 2003, registered May 9, 2003 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address