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K•••••• M•••• G••••••

Registered advisorat C••••••••• F•••••••• N••••••Dual registrant· Cumberland Foreside, MeIAPD 2415739
At current firm
22 y
since Jul 1, 2004
In the industry
31 y
Prior registered firms
1
Signals
0
As of · the IAPD feed; also filed as K•••••• M•••• P•••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
  • B•••••••• W••••• M••••••••• unclassified
    May 2, 2006 to Dec 31, 2021 · Portland, Me
Moves
a registration end followed by a registration begin elsewhere
  • B•••••••• W••••• M••••••••• to no registered destination
    left Dec 31, 2021 · Departure, no registered destination
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
31derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address