DFX Intelligence
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Registered advisor
C••••••••• P••••• P•••••
Feed of 09/14/2026
At current firm
3 y
since Oct 3, 2022
In the industry
31 y
since Oct 12, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 3, 2022 · Toledo, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 5, 2007 to Oct 3, 2022 · Toledo, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 7, 1999 to Dec 13, 2007 · Toledo, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Oct 3, 2022, registered Oct 3, 2022 (0 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 13, 2007, registered Dec 5, 2007 (-8 days) · Other
Signals
- ••• LockedOct 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address