DFX Intelligence
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Registered advisor
R••••• S••••• C•••••••
Feed of 09/14/2026
Also filed as S•• C•••••••
At current firm
11 y
since Jun 29, 2015
In the industry
32 y
since Dec 21, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 29, 2015 · Fairhope, Al
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Jun 22, 2015 · Montgomery, Al
- M••••• K••••• • C••••••• L•• formerMar 18, 2001 to Feb 13, 2013 · Montgomery, Al
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 22, 2015, registered Jun 29, 2015 (7 days) · Other
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address