DFX Intelligence
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Registered advisor
J••• R••••• M•••••••••
Feed of 09/15/2026
At current firm
5 y
since Aug 20, 2021
In the industry
32 y
since Jan 7, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Feb 22, 2024 · Nashville, Tn
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Aug 20, 2021 · Nashville, Tn
- U•• F•••••••• S••••••• I••• wirehouseAug 10, 2005 to Aug 31, 2021 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R••••••••• C•••••• M•••••••••left Aug 31, 2021, registered Aug 20, 2021 (-11 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address