DFX Intelligence
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Registered advisor
C••••••••• D••••• W•••••
Feed of 09/14/2026
Also filed as C••••••••• D• W••••••••• W•••••
At current firm
1 y
since Apr 8, 2025
In the industry
32 y
since Dec 29, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
what the firm itself publishes, with the page it was read from
- Title
- Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Apr 8, 2025 · Brighton, Mi
- B• R•••• W••••• A•••••••• I••• BD affiliatedJan 3, 2025 to Apr 7, 2025 · Brighton, Mi
- B• R•••• W••••• M••••••••• formerOct 12, 2010 to Dec 31, 2022 · Brighton, Mi
- R•• C•••••• M••••••• L•• national BDJun 16, 2009 to Oct 15, 2010 · Brighton, Mi
Moves
a registration end followed by a registration begin elsewhere
- B• R•••• W••••• A•••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Apr 7, 2025, registered Apr 8, 2025 (1 day) · corporate re-registration, not a move
- B• R•••• W••••• M••••••••• to B• R•••• W••••• A•••••••• I•••left Dec 31, 2022, registered Jan 3, 2025 (734 days) · corporate re-registration, not a move
- R•• C•••••• M••••••• L•• to B• R•••• W••••• M•••••••••left Oct 15, 2010, registered Oct 12, 2010 (-3 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address