DFX Intelligence
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Registered advisor
C•••••• A• V••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as C•••• V••••••
At current firm
20 y
since Jul 10, 2006
In the industry
32 y
since Jan 28, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
28
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Jul 10, 2006 · Glenview, Il
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 24, 2005 to May 15, 2006 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to P••• A••••• S••••••••• L••left May 15, 2006, registered Jul 10, 2006 (56 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address