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Registered advisor
T•••••• E••• H•••••••
Feed of 09/15/2026
Also filed as T•• H••••••••• H••••••••• E••• H••••••••• H••••••••• E• H•••••••
At current firm
9 y
since Mar 9, 2017
In the industry
32 y
since Jan 27, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Mar 9, 2017 · Seattle, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 30, 2010 to Aug 11, 2016 · Seattle, Wa
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 1, 1998 to Apr 28, 2009 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Aug 11, 2016, registered Mar 9, 2017 (210 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 28, 2009, registered Mar 30, 2010 (336 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address