DFX Intelligence
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Registered advisor
A•••••• R••••• C••••
Feed of 09/15/2026
At current firm
3 y
since Sep 15, 2023
In the industry
32 y
since Feb 22, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 15, 2023 · Mt. Laurel, Nj
- M••••• S•••••• wirehouseOct 16, 2013 to Oct 2, 2023 · Marlton, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 18, 2004 to Oct 15, 2013 · Marlton, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to L•• F•••••••• L••left Oct 2, 2023, registered Sep 15, 2023 (-17 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Oct 15, 2013, registered Oct 16, 2013 (1 day) · Wirehouse to wirehouse
Signals
- ••• LockedOct 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address