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B•••• M•••••• D•••

Registered advisorat C••••••••• F•••••••• N••••••Dual registrant· Simsbury, Ct IAPD 2450185
At current firm
18 y
since May 2, 2008
In the industry
32 y
Prior registered firms
2
Signals
0
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
  • B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
    Oct 20, 2004 to May 5, 2008 · Simsbury, Ct
  • Q•••• • R•••••• I••• unclassified
    Aug 28, 2002 to Oct 20, 2004 · Avon, Ct
Moves
a registration end followed by a registration begin elsewhere
  • B••• O• A•••••• I••••••••• S•••••••• I••• to C••••••••• F•••••••• N••••••
    left May 5, 2008, registered May 2, 2008 (-3 days) · Other
  • Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
    left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
National broker-dealer RIAderived
Years in industry
32derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address