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Registered advisor
M•••••• J•••• B•••••••
Feed of 09/14/2026
Also filed as M•••••• J•••• B•••••••
At current firm
3 y
since Mar 13, 2023
In the industry
32 y
since Jan 1, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 13, 2023 · Shrewsbury, Nj
- U•• F•••••••• S••••••• I••• wirehouseMar 5, 2003 to Mar 24, 2023 · Northfield, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Mar 24, 2023, registered Mar 13, 2023 (-11 days) · Wirehouse to wirehouse
Signals
- ••• LockedMar 24, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address