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Registered advisor
T••••• F•••••• G••••••••
Feed of 09/14/2026
Also filed as T•• G••••••••
At current firm
9 y
since Mar 25, 2017
In the industry
31 y
since Nov 11, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 25, 2017 · Hauppauge, Ny
- M•• F•••••••• S•••••••• I••• formerDec 5, 2011 to Mar 25, 2017 · East Hills, Ny
- W•••• F•••• A••••••• wirehouseMar 8, 2010 to Dec 5, 2011 · Hewlett, Ny
- T• W••••• M••••••••• S••••••• I••• unclassifiedJun 17, 2003 to Mar 3, 2010 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M•• F•••••••• S•••••••• I•••left Dec 5, 2011, registered Dec 5, 2011 (0 days) · Other
- T• W••••• M••••••••• S••••••• I••• to W•••• F•••• A•••••••left Mar 3, 2010, registered Mar 8, 2010 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address