DFX Intelligence
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Registered advisor
P••• B••••••• E••••
Feed of 09/14/2026
At current firm
9 y
since Aug 16, 2017
In the industry
32 y
since Mar 1, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 16, 2017 · Mukilteo, Wa
- W•••• F•••• A••••••• wirehouseMar 26, 2014 to Aug 17, 2017 · Mukilteo, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 21, 1999 to Mar 27, 2014 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 17, 2017, registered Aug 16, 2017 (-1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Mar 27, 2014, registered Mar 26, 2014 (-1 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address