DFX Intelligence
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Registered advisor
B•••• F•••••••• D••••
Feed of 09/15/2026
At current firm
15 y
since Mar 28, 2011
In the industry
32 y
since Jul 6, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• C•••••• M••••••••• I••• state registered currentsince Mar 28, 2011 · Fishkill, Ny
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 14, 2009 to Jan 27, 2010 · San Jose, Ca
- T••••••••• F•••••••• A•••••••• I••• unclassifiedJun 18, 2008 to Apr 21, 2009 · Pflugerville, Tx
- P••• A••••• S••••••••• L•• BD affiliatedFeb 8, 2008 to Mar 25, 2008 · Campbell, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P•••••••• C•••••• M••••••••• I•••left Jan 27, 2010, registered Mar 28, 2011 (425 days) · Other
- T••••••••• F•••••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••left Apr 21, 2009, registered Apr 14, 2009 (-7 days) · Other
- P••• A••••• S••••••••• L•• to T••••••••• F•••••••• A•••••••• I•••left Mar 25, 2008, registered Jun 18, 2008 (85 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address