DFX Intelligence
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Registered advisor
G•••••• D•• C•••••••••
Feed of 09/14/2026
Also filed as G••• C•••••••••
At current firm
16 y
since Mar 8, 2010
In the industry
32 y
since Jun 8, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Mar 8, 2010 · Park City, Ut
- R•••••• J•••• • A••••••••• I••• national BDJun 16, 1994 to Mar 1, 2010 · Park City, Ut
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 1, 2010, registered Mar 8, 2010 (7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address