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Registered advisor
L•••••• J• B•••••
Feed of 09/14/2026
Also filed as J•• L• B•••••
At current firm
13 y
since Aug 30, 2013
In the industry
32 y
since Jun 17, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Aug 30, 2013 · Oklahoma City, Ok
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 6, 2013 · Oklahoma City, Ok
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 24, 2002 to Jun 1, 2009 · Oklahoma City, Ok
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 1, 1994 to Jun 24, 2002 · Oklahoma City, Ok
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Sep 6, 2013, registered Aug 30, 2013 (-7 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Jun 24, 2002, registered May 24, 2002 (-31 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address