DFX Intelligence
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Registered advisor
K•••••• A••• M•••••
Feed of 09/15/2026
At current firm
2 y
since Jul 3, 2024
In the industry
16 y
since Apr 20, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Jul 3, 2024 · Round Rock, Tx
- E••••• J•••• national BDApr 26, 2016 to Jul 8, 2024 · Round Rock, Tx
- E••••• J•••• national BDApr 20, 2010 to Sep 11, 2012 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to K••••• A••••••• S•••••••• L••left Jul 8, 2024, registered Jul 3, 2024 (-5 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJul 8, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address