DFX Intelligence
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Registered advisor
S••••• C•••••• J••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J• S••••• C•••••• J••••••
At current firm
12 y
since Nov 25, 2013
In the industry
21 y
since Mar 15, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- D••• D••••••• • C•• independent RIA currentsince Nov 25, 2013 · Long Beach, Ca
- C•••••• W••••• • C•• formerNov 4, 2013 to Nov 25, 2013 · Pasadena, Ca
- C••••••• W••••• • C•• formerJun 8, 2007 to Nov 4, 2013 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••• W••••• • C•• to D••• D••••••• • C••left Nov 25, 2013, registered Nov 25, 2013 (0 days) · corporate re-registration, not a move
- C••••••• W••••• • C•• to C•••••• W••••• • C••left Nov 4, 2013, registered Nov 4, 2013 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address