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Registered advisor
J••••••• E••••• M•••••
Feed of 09/14/2026
Also filed as J••••••• E••••• J••••••
At current firm
10 y
since Jun 22, 2016
In the industry
27 y
since Nov 24, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 22, 2016 · La Jolla, Ca
- U•• F•••••••• S••••••• I••• wirehouseApr 24, 2015 to May 31, 2016 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left May 31, 2016, registered Jun 22, 2016 (22 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address