DFX Intelligence
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Registered advisor
R•••••• T••• B•••
Feed of 09/14/2026
Also filed as R•••••• T• B•••
At current firm
17 y
since Apr 30, 2009
In the industry
32 y
since Jul 29, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 30, 2009 · Toledo, Oh
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 19, 2002 to May 5, 2009 · Toledo, Oh
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 5, 2009, registered Apr 30, 2009 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address