DFX Intelligence
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Registered advisor
E••• A••• N••••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
7 y
since Aug 19, 2019
In the industry
32 y
since Sep 21, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 19, 2019 · Troy, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Aug 21, 2019 · Brownstown Township, Mi
- A••••••••• A•••••• S•••••••• I••• unclassifiedJul 24, 2007 to Oct 5, 2009 · Brownstown Township, Mi
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Aug 21, 2019, registered Aug 19, 2019 (-2 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address