DFX Intelligence
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Registered advisor
R••••• F•••••• C••••••
Feed of 09/14/2026
Also filed as R••••• F•••••• C••••••••• C••••••
At current firm
7 y
since Oct 5, 2018
In the industry
29 y
since Oct 24, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 5, 2018 · Tampa, Fl
- M••••• S•••••• wirehouseAug 24, 2011 to Oct 9, 2018 · Tampa, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDOct 24, 1996 to May 13, 2011 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Oct 9, 2018, registered Oct 5, 2018 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••left May 13, 2011, registered Aug 24, 2011 (103 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address