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Registered advisor
M•••••• A•••••• C••••••
Feed of 09/14/2026
Also filed as M•••••• A•••••• C••••••
At current firm
4 y
since Apr 8, 2022
In the industry
31 y
since Dec 9, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 8, 2022 · Mount Laurel, Nj
- U•• F•••••••• S••••••• I••• wirehouseFeb 17, 2012 to Apr 19, 2022 · Mt. Laurel, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Mar 8, 2012 · Mount Laurel, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 5, 2006 to Jun 1, 2009 · Mount Laurel, Nj
- M••••• S•••••• D• I••• unclassifiedJan 3, 2003 to Oct 26, 2004 · Mount Laurel, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Apr 19, 2022, registered Apr 8, 2022 (-11 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Mar 8, 2012, registered Feb 17, 2012 (-20 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to C•••••••• G••••• M•••••• I•••left Oct 26, 2004, registered Sep 5, 2006 (679 days) · Other
Signals
- ••• LockedApr 19, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address