DFX Intelligence
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Registered advisor
L•••• E•••• E••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as L•••• E• G••••••••• E•••• G••••••
At current firm
3 y
since Jun 9, 2023
In the industry
31 y
since Dec 28, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 9, 2023 · Richmond Hill, Ga
- E••••• J•••• national BDOct 4, 2006 to Jun 12, 2023 · Richmond Hill, Ga
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• F•••••••• L••left Jun 12, 2023, registered Jun 9, 2023 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- ••• LockedJun 12, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address