DFX Intelligence
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Registered advisor
S•••••• J••• P•••••••
Feed of 09/14/2026
Also filed as S•••••• P•••••••
At current firm
8 y
since Mar 23, 2018
In the industry
32 y
since Jun 21, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• G••••• A••••••• I••• independent RIA currentsince Mar 23, 2018 · Denver, Co
- M••••• A••••••• unclassifiedJan 23, 2001 to Jun 30, 2008 · Santa Barbara, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••••• A••••••• to M••••• G••••• A••••••• I•••left Jun 30, 2008, registered Mar 23, 2018 (3553 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address