DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

M••••• G••••• A••••••• I•••

Independent wealth managerDenver, ColoradoCRD 147363SEC 801-69271website IAPD

Latest filing Sep 17, 2026

First filing on the tape Mar 20, 2012 · 146 filings

SEC status approved since May 30, 2008

RAUM

$84B

reported, Item 5.F

Discretionary

98%

of RAUM

Private clients

92%

$78B individuals and HNW

Advisors

750

registered through the firm on IAPD

RAUM per advisor

$113M

derived; firm RAUM over IAPD count

Employees

1,429

632 advisory (5.B.1)

Offices

268

beyond the principal office

Private funds

reported on Schedule D

History

146 filings and snapshots on the tape

RAUM$84B as of Aug 3, 2026

Mar 20, 2012$3.9B then

HNW client RAUM$71B as of Aug 3, 2026

Mar 29, 2018$9.4B then

State-registered IARs (5.B.3)667 as of Aug 3, 2026

Mar 28, 201363 then

Employees (5.A)1,429 as of Aug 3, 2026

Mar 28, 201383 then

Private funds: no history

RAUM +40% over the last fiscal year+34% a year over threeIARs 541 to 667offices 107 to 268

Practice profile

derived from the filing of Sep 17, 2026; every figure names its basis

Archetypes, each a printed rule

Consolidator · three or more firms absorbed (half or more of their registered advisors moved to this adviser within 14 days) in 24 months
Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
p••••••• led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients

RAUM per advisor: $113MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 47derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.8MderivedHNW RAUM over HNW clients
Average account: $725,620derivedRAUM over accounts (5.F.2.f)
Discretionary: 98%derivedof RAUM
Institutional: 6.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.9derivedItem 5.A over advisors
Advisors per office: 2.8derived269 offices incl. principal (1.F.5)
RAUM growth, one year: +40%derivedbetween the last two annual amendments
Advisor growth, one year: +23%derivedItem 5.B.3 between annual amendments
Client growth, one year: +15%derived
Compensation: percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
Financial planning clients: 27,443reportedItem 5.H
Custody: $24B, 25,635 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months: 11derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$71B84%
Individuals$7.1B8.4%
Pension and profit-sharing plans$3.5B4.1%
Charitable organizations$2.0B2.4%
Corporations and businesses$1.4B1.6%

Individual clients: 16,646reported
HNW clients: 18,398reported
Pension plan clients: 718reported
Charitable clients: 166reported
Accounts: 116,310reported
Financial planning clients: 27,443reported
Wrap fee programs: noreported
Custody of client assets: $24B for 25,635 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.92 fund_share=0.0 institutional_share=0.06 related_bd=true related_bank=false bd_reps=5.0derived

Advisors registered through the firm

736 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J•••••• W•••••• K••••Certified Financial Planner	Houston, Tx	Jul 3, 2008	26 y	3
D••••• A••••• C•••••••Certified Financial Planner	State College, Pa	Jul 3, 2008	26 y	2
M•••••• A••• C•••Certified Financial Planner	Denver, Co	Jul 3, 2008	23 y	1
T••••• L•••• T••••Certified Financial Planner	Summerville, Sc	Jul 3, 2008	21 y	1
C•••••• A••• B•••••Certified Financial Planner	Boulder, Co	Jul 3, 2008	31 y	1
T••••• J• H••••••Certified Financial Planner	Schaumburg, Il	Jul 3, 2008	26 y	1
K•••• J••••• P•••••Certified Financial Planner, C••••••ed Financial Consultant	Ketchum, Id	Jul 10, 2008	31 y	1
Y••••• M•••• W•••Certified Financial Planner	Santa Barbara, Ca	Jul 11, 2008	36 y	1
K•••• T••• J•••Certified Financial Planner	Newport Beach, Ca	Jul 30, 2008	21 y	1
B•••• N••••••• P•••••Certified Financial Planner	Santa Barbara, Ca	Dec 15, 2008	17 y	0
R••••• E••••• K••••Certified Financial Planner, C••••••ed Financial Consultant	Atlanta, Ga	Aug 26, 2009	27 y	1
L•••• A• C••••Certified Financial Planner	Denver, Co	Nov 17, 2009	16 y	0
W•••••• H••••••• M•••••	Denver, Co	Jan 13, 2011	21 y	0
J••••• M•••••• D•••••••Certified Financial Planner, C••••••ed Financial Analyst	Denver, Co	Mar 4, 2011	16 y	0
J•••••• A•• M•••• C•••••Certified Financial Planner	San Francisco, Ca	Oct 3, 2011	18 y	2
D•••••• D••• G••••••	Omaha, Ne	Jun 28, 2013	24 y	3
F••••••••• J••••••• M•••••••Certified Financial Planner, C••••••ed Financial Consultant	Denver, Co	Mar 3, 2014	12 y	0
D•••• C•••••• H••••Certified Financial Planner	Radnor, Pa	Mar 5, 2014	29 y	3
K•••• M• D•••••Certified Financial Planner	Radnor, Pa	Mar 13, 2014	20 y	5
J••••• M•••••• S••••Certified Financial Planner	Santa Barbara, Ca	Apr 15, 2014	12 y	0
D••••• J•••• W•••Certified Financial Planner	Bellevue, Wa	May 22, 2014	20 y	2
D••••• R•••• R•••••	S••••Sdale, Az	Jun 9, 2014	14 y	1
N••••••• A•••••••• S••••Certified Financial Planner	Denver, Co	Aug 18, 2014	21 y	2
S•••••• K•••••Certified Financial Planner	Santa Barbara, Ca	Aug 28, 2014	12 y	0
J•••••• M•••••• M•••Certified Financial Planner	Santa Barbara, Ca	Oct 31, 2014	11 y	0
F•••••• S••••Certified Financial Planner	Bellevue, Wa	Dec 16, 2014	11 y	0
J••••• B•••• Y••••Certified Financial Planner	Denver, Co	Jan 16, 2015	21 y	1
F•••• G••Certified Financial Planner	Walnut Creek, Ca	Jun 4, 2015	18 y	3
D•••• C••••••••• K•••••Certified Financial Planner	Spokane, Wa	Jan 19, 2016	12 y	2
D•••• J••••• A••••Certified Financial Planner, C••••••ed Financial Consultant	Newport Beach, Ca	Jan 19, 2016	21 y	1
L•••• M•••• T•••••••	Bartlesville, Ok	Jan 27, 2016	14 y	0
E••••• A•• S••••• S••••••	Walnut Creek, Ca	Feb 11, 2016	20 y	1
A•••• C•••••••• W•••••Certified Financial Planner	Bellevue, Wa	Feb 22, 2016	10 y	0
B•••• J••••• S•••••••Certified Financial Planner	Atlanta, Ga	Apr 8, 2016	39 y	3
B•••••• M••••••• W••••••••Certified Financial Planner	Denver, Co	Oct 3, 2016	9 y	0
G••••• M•••••• E••••	Asheville, Nc	Oct 11, 2016	25 y	4
B•••• J•••• L••••••••Certified Financial Planner, C••••••ed Financial Consultant	Denver, Co	Oct 21, 2016	16 y	2
F•••••••• E•••• X•••••	San Francisco, Ca	Nov 30, 2016	41 y	1
C••• A••••• L•••••••Certified Financial Planner	Dallas, Tx	Dec 15, 2016	12 y	2
M••• A••• N••••••	S••••Sdale, Az	Jan 19, 2017	27 y	4

All 736 advisors at M••••• G••••• A••••••• I•••

Advisor movement

15 left, 146 joined in 12 months

net +131 in 12 months2 left in 90 days33 joined in 90 daysdeparture rate 2.0% of current headcount68 left over 36 months

Left, latest

J••••••• A• S•••• to B••••••• R••• I••••••••• A•••••••
Aug 17, 2026 · RIA to RIA
C••• E••••• S•••••••• to L•••
Jul 20, 2026 · RIA to RIA
J•••• A•••• D•••••• to H••••• F••••••• F•••••••• I••
Jun 9, 2026 · RIA to RIA
H•••• L•• to L•• F•••••••• L••
May 22, 2026 · RIA to affiliated broker-dealer or bank
J••••• D••••• B•••• to G••••• • C••••••
May 12, 2026 · RIA to RIA
A•••••••• G•••• to E•••••••• W••••• M•••••••••
May 12, 2026 · RIA to RIA
H•••• C•• to M••••••
Apr 20, 2026 · RIA to affiliated broker-dealer or bank
R•••• W••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Apr 9, 2026 · RIA to wirehouse
B•••• P••••• A••• E•••• to L•••
Apr 8, 2026 · RIA to RIA
H••••• T•••• to S••••• I••••••••• A•••••••• L••
Mar 18, 2026 · RIA to RIA
K•••••••• N••••• P••••••• to C•••••••• W•••••
Mar 6, 2026 · RIA to RIA
A••••• G••••••• V••••• to S••••• W••••• M••••••••• I•••
Jan 16, 2026 · RIA to a state-registered adviser
E••• W•••••• T••••••• to M••••••••• F•••••••• N••••••
Jan 16, 2026 · RIA to a state-registered adviser
K•••• T••••• E••••• to R•••••• J•••• • A••••••••• I•••
Nov 18, 2025 · RIA to affiliated broker-dealer or bank
W•••••• E••••• S•••••• to M••••• W••••• M••••••••• L••
Nov 14, 2025 · RIA to RIA

Joined, latest

G••••• G••••••• from C•••••••
Sep 17, 2026 · Other
J••••••• D•••• C•••• from M•• I•••••••• S•••••••• L••
Sep 16, 2026 · Affiliated broker-dealer or bank to independent RIA
C•••••••• J••••• V••••• from M••••• S••••••
Sep 2, 2026 · Wirehouse to independent RIA
M•••••• P•••••• M••••• from O•••• W•••••• I•••
Sep 2, 2026 · Affiliated broker-dealer or bank to independent RIA
D•••••• C•••••• from M•• F•••••••• S•••••••• I•••
Aug 28, 2026 · RIA to RIA
H•••••• A••••••••• H••••• from V••••••• A•••••••• I•••
Aug 25, 2026 · Affiliated broker-dealer or bank to independent RIA
R••••• J•••• P•••••• from M••••• B••••• A•••••••
Aug 24, 2026 · RIA to RIA
T•••• J•••• F•••• from L••• R•• W••••• A•••••••• L••
Aug 21, 2026 · RIA to RIA
M•••••• J••• P•••• from L••• R•• W••••• A•••••••• L••
Aug 11, 2026 · RIA to RIA
T••••• J•••• S•••• from A••••• A•• P••••••• S•••••••
Aug 10, 2026 · Affiliated broker-dealer or bank to independent RIA
K••••••• K•• E••••••• from W•••• F•••• A•••••••
Aug 10, 2026 · Wirehouse to independent RIA
R•••• E•••••••• H••••• from C•••••• O•• C•••••• M•••••••••
Aug 10, 2026 · RIA to RIA
C•••••••• A• V••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Aug 7, 2026 · Wirehouse to independent RIA
W•••••• P•••••••• H••••• from T••••• A••••••• S•••••••• I•••
Aug 4, 2026 · Affiliated broker-dealer or bank to independent RIA
M•••••• L••• from C••••• I••••••••• A••••••• L••
Aug 3, 2026 · Affiliated broker-dealer or bank to independent RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 left for S••••
Aug 29, 2025 · San Diego, Ca
2 left for 3• F••••••••• L••
Apr 28, 2023 · Atlanta, Ga
2 left for U•••••• I••••••••• M•••••••••
Mar 16, 2023 · Atlanta, Ga
2 left for U•• F•••••••• S••••••• I•••
Mar 8, 2019 · San Diego, Ca

3 joined from C•••••• O•• C•••••• M•••••••••
Aug 26, 2026 · Portsmouth, Nh
10 joined from C•••••• O•• C•••••• M•••••••••
Aug 26, 2026 · Kennebunk, Me · Firm absorbed
12 joined from O•••••• W••••• P••••••• L••
Mar 31, 2026 · Waltham, Ma · Firm absorbed
6 joined from S• C•••••• M••••••••• I•••
Mar 31, 2026 · E•••••, Ca · Firm absorbed
3 joined from T••••••• A••••••• S•••••••• L••
Mar 31, 2026 · Portland, Or · Firm absorbed
7 joined from L••• R•• W••••• A•••••••• L••
Mar 30, 2026 · Lake Placid, Ny · Firm absorbed
4 joined from M• L••••• A•••••••• L••
Mar 12, 2026 · Bend, Or · Firm absorbed
2 joined from I••••••••• A••••••• N•••••• L••
Dec 31, 2025 · Dallas, Tx

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

C•••••••• D•••••• A••••• · Chief Investment Officercontrol
since 10/2015 · owns less than 5%
C••••••• C••••••••• A•••• · Chief Technology Officercontrol
since 06/2021 · owns less than 5%
E•••••• M•••••• R••• · General Counselcontrol
since 09/2021 · owns less than 5%
F•••••• G•••• I•• · Chief Marketing Officercontrol
since 06/2021 · owns less than 5%
G••••••••• D•••••• A•••••••• · Presidentcontrol
since 10/2022 · owns less than 5%
H•••• E••••••••• S••••••• · Chief People Officercontrol
since 11/2024 · owns less than 5%
K••••••••• G••• H•••• · Chief Financial Officercontrol
since 02/2024 · owns less than 5%
L•••••• M••••••• E•••••••• · Principal, M&A Partner Developmentcontrol
since 04/2021 · owns less than 5%
L•••••• K•••••••• L••• · Chief Compliance Officercontrol
since 01/2021 · owns less than 5%
P••••••• L••••• M•••••• · Chief Operating Officercontrol
since 07/2015 · owns less than 5%
W••••••• C••••••• D•••• · Chief Executive Officercontrol
since 06/2017 · owns less than 5%

Entity owners

M••••• A••••••• I••••••••• · P•••••
direct · owns 75% or more
M••••• A••••••• I••••••••• H••••••• I••• · P••••• Company
direct · owns 75% or more
A•••• P•••••• H••••••• I••••• L••• · Shareholder
indirect · owns 25% to 50% of A•• I•• P•••••••• A••••••••• L•••
A•••• P••••••• H••••••• I•• L••• · Shareholder
indirect · owns 25% to 50% of A•• I•• P•••••••• A••••••••• L•••
A•• I•• P•••••••• A••••••••• L••• · Shareholder
indirect · owns 25% to 50% of O• C•••••• H•••••••• L•••
A•• I•• P•••••••• C•••••••• L• · Shareholder
indirect · owns 25% to 50% of A•• I•• P•••••••• A••••••••• L•••
G• W•••• H•••••••• I••• · P••••• Company To M••••• A••••••• I•••
indirect · owns 75% or more of M••••• A••••••• I••••••••• H••••••• I•••
M••••• A••••••• I••• · P••••• Company To M••••• A••••••• I••••••••• H••••••• I•••
indirect · owns 75% or more of M••••• A••••••• I••••••••• H••••••• I•••
O• C•••••• P••••• H••••••• I•• I••• · P••••• Company To O• C•••••• P•••••• I•••
indirect · owns 75% or more of O• C•••••• P•••••• I•••
O• C•••••• H••••••• G•••••• L•• · General Partner
indirect · owns F of O• C•••••• H•••••••• L•••
O• C•••••• H•••••••• L••• · P••••• Company To Og C•••••• P••••• I Holdings, Inc.
indirect · owns 75% or more of O• C•••••• P••••• H••••••• I• I•••
O• C•••••• P••••• H••••••• I• I••• · P••••• Company To Og C•••••• P••••• Holdings II, Inc.
indirect · owns 75% or more of O• C•••••• P••••• H••••••• I•• I•••
O• C•••••• P•••••• I••• · P••••• Company To G• W•••• H•••••••• I•••
indirect · owns 75% or more of G• W•••• H•••••••• I•••

Related persons

Schedule D 7.A

H•••• Y•••• • A••••••••• I•••
broker-dealern
M•••• G• I• L••
pooled vehicle sponsorn
M••••• A••••••• I•••••••• S•••••••• L••
real estaten
M••••• A••••••• P•••••• A•••• M••••••••• I•••
investment advisernRAUM $206M
R•••• M••••••••• A• M••••• A••••••• C••••••
investment advisernRAUM $2.9B

Advisers that list M••••• G••••• A••••••• I••• as a related person

323495 n
327830 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Denver, Co · principal	610	157	8
Atlanta, Ga	40	9	0
Walnut Creek, Ca	25	5	0
Dallas, Tx	21	4	0
Houston, Tx	21	4	0
Newport Beach, Ca	20	4	1
San F••••••Co, Ca	18	7	0
San Diego, Ca	18	3	0
New York, Ny	18	4	0
Mclean, Va	14	5	0
Santa Barbara, Ca	14	4	0
S••••Sd•••, Az	13	1	0
Radnor, Pa	12	2	0
Waltham, Ma	12	0	0
Portland, Or	11	5	0
Minneapolis, Mn	11	1	0
Schaumburg, Il	11	3	1
Boulder, Co	11	2	0
Oklahoma City, Ok	10	1	0
Bellevue, Wa	10	1	0

Post-acquisition retention

advisors of absorbed firms still registered here after the move

Firms absorbed: 38 since 2015, 11 in 24 monthsderived
Advisors acquired: 196derived
Still registered after 90 days: 89% of 186derived
After 180 days: 88% of 158derived
After 365 days: 84% of 138derived
After 730 days: 79% of 126derived
Team lift-outs after: 35derivedteams that left this firm within two years of an absorption

Lower bound: a person who left the industry is on neither side of the tape, and a re-registration to an affiliated CRD of the same group counts as a departure.

Offices

Schedule D 1.F, the 25 largest

Atlanta, GA32 employees
San Diego, CA19 employees
Walnut Creek, CA19 employees
Houston, TX17 employees
Newport Beach, CA16 employees
Dallas, TX14 employees
Santa Barbara, CA13 employees
Schaumburg, IL9 employees
Morristown, NJ9 employees
Ann Arbor, MI8 employees
Bellevue, WA8 employees
S••••Sd•••, AZ8 employees
Boulder, CO7 employees
Fairport, NY7 employees
St. Louis P•••, MN7 employees
J•••Sonville, FL7 employees
Mclean, VA6 employees
Portage, MI6 employees
W•••Land Hills, CA6 employees
Tigard, OR6 employees
Bloomington, MN6 employees
Springfield, MO5 employees
San Diego, CA4 employees
San F••••••Co, CA4 employees
New York, NY3 employees

ADV anomalies

4 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing Aug 3, 2026
H•••• E••••••••• S••••••• (CHIEF PEOPLE OFFICER) appeared on Schedule A between the filings of 2024-03-28 and 2026-08-03
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Aug 3, 2026
P••••••• L••••• M•••••• (CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-03-28 and 2026-08-03
peers: independent wealth managers, $20B and over (84)
control person changedChange between filings · filing Aug 3, 2026
L•••••• M••••••• E•••••••• (PRINCIPAL, M&A PARTNER DEVELOPMENT) left Schedule A between the filings of 2024-03-28 and 2026-08-03
peers: independent wealth managers, $20B and over (84)
office count surgeChange between filings · filing Apr 28, 2026
offices other than the principal office (Item 1.F.5) moved from 107.0 to 257.0 (+140.0%) between the annual amendments of 2025-04-01 and 2026-04-28; the peer median change was +2.0% (54 comparable advisers, 98.0th percentile of changes)
peers: independent wealth managers, $20B and over (54) · 98% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Financial planning clients · More than 500 to More than 500
Aug 3, 2026 to Sep 17, 2026
Other offices · 257 to 268
Aug 3, 2026 to Sep 17, 2026
Succession · false to unset
Aug 3, 2026 to Sep 17, 2026
Accounts · 99,044 to 116,310
Dec 26, 2025 to Mar 31, 2026
Advisory employees · 741 to 632
Dec 26, 2025 to Mar 31, 2026
BD registered reps · 9 to 5
Dec 26, 2025 to Mar 31, 2026
Charity clients · 111 to 166
Dec 26, 2025 to Mar 31, 2026
Corporate clients · 202 to 244
Dec 26, 2025 to Mar 31, 2026
HNW clients · 13,336 to 18,398
Dec 26, 2025 to Mar 31, 2026
Individual clients · 17,010 to 16,646
Dec 26, 2025 to Mar 31, 2026
Pension plan clients · 674 to 718
Dec 26, 2025 to Mar 31, 2026
Assets in custody · $28B to $24B
Dec 26, 2025 to Mar 31, 2026
Employees · 1,166 to 1,429
Dec 26, 2025 to Mar 31, 2026
Insurance-licensed employees · 14 to 37
Dec 26, 2025 to Mar 31, 2026
State-registered IARs · 541 to 667
Dec 26, 2025 to Mar 31, 2026
Other offices · 107 to 257
Dec 26, 2025 to Mar 31, 2026
Discretionary RAUM · $58B to $83B
Dec 26, 2025 to Mar 31, 2026
HNW RAUM · $48B to $71B
Dec 26, 2025 to Mar 31, 2026
Individual RAUM · $7.8B to $7.1B
Dec 26, 2025 to Mar 31, 2026
Non-discretionary RAUM · $2.5B to $1.5B
Dec 26, 2025 to Mar 31, 2026
Pension RAUM · $1.7B to $3.5B
Dec 26, 2025 to Mar 31, 2026
RAUM · $60B to $84B
Dec 26, 2025 to Mar 31, 2026
Financial planning clients · More than 500 to More than 500
Apr 1, 2025 to Jul 17, 2025
Accounts · 86,945 to 99,044
Feb 25, 2025 to Apr 1, 2025
Advisory employees · 727 to 741
Feb 25, 2025 to Apr 1, 2025
Charity clients · 121 to 111
Feb 25, 2025 to Apr 1, 2025
Corporate clients · 190 to 202
Feb 25, 2025 to Apr 1, 2025
HNW clients · 10,994 to 13,336
Feb 25, 2025 to Apr 1, 2025
Individual clients · 16,356 to 17,010
Feb 25, 2025 to Apr 1, 2025
Pension plan clients · 734 to 674
Feb 25, 2025 to Apr 1, 2025
Assets in custody · $12B to $28B
Feb 25, 2025 to Apr 1, 2025
Employees · 1,020 to 1,166
Feb 25, 2025 to Apr 1, 2025
Insurance-licensed employees · 36 to 14
Feb 25, 2025 to Apr 1, 2025
State-registered IARs · 440 to 541
Feb 25, 2025 to Apr 1, 2025
Other offices · 83 to 107
Feb 25, 2025 to Apr 1, 2025
Discretionary RAUM · $44B to $58B
Feb 25, 2025 to Apr 1, 2025
HNW RAUM · $34B to $48B
Feb 25, 2025 to Apr 1, 2025
Individual RAUM · $7.2B to $7.8B
Feb 25, 2025 to Apr 1, 2025
Non-discretionary RAUM · $901M to $2.5B
Feb 25, 2025 to Apr 1, 2025
Pension RAUM · $2.6B to $1.7B
Feb 25, 2025 to Apr 1, 2025

Signals

60 dated events

Michelle Rogero Hendry no longer holds an investment adviser registration (last listed at M••••• G••••• A••••••• I••• on the 2026-09-17 feed)
Sep 17, 2026 · advisor r••••tration ended · derived
Constanza F.A. Low no longer holds an investment adviser registration (last listed at M••••• G••••• A••••••• I••• on the 2026-09-17 feed)
Sep 17, 2026 · advisor r••••tration ended · derived
G••••• G••••••• registered as an investment adviser representative at M••••• G••••• A••••••• I•••
Sep 17, 2026 · advisor r••••tered · fact
J••• L••••••• Freemire no longer holds an investment adviser registration (last listed at M••••• G••••• A••••••• I••• on the 2026-09-16 feed)
Sep 16, 2026 · advisor r••••tration ended · derived
J••••••• D•••• C•••• registered as an investment adviser representative at M••••• G••••• A••••••• I•••
Sep 16, 2026 · advisor r••••tered · fact
C•••••• O•• C•••••• M•••••••••'s advisors moved to M••••• G••••• A••••••• I••• (Kennebunk, ME): 10 of 13 registered, on the same day
Aug 26, 2026 · Firm absorbed (people side) · derived
3 advisors left C•••••• O•• C•••••• M••••••••• (Portsmouth, NH) for M••••• G••••• A••••••• I••• on the same day
Aug 26, 2026 · Team lift-out · derived
J••••••• A• S•••• left M••••• G••••• A••••••• I••• for B••••••• R••• I••••••••• A••••••• (registered 2026-08-12)
Aug 17, 2026 · Advisor changed firm · fact
C••• E••••• S•••••••• left M••••• G••••• A••••••• I••• for Lido (registered 2026-07-30)
Jul 20, 2026 · Advisor changed firm · fact
J•••• A•••• D•••••• left M••••• G••••• A••••••• I••• for H••••• F••••••• F•••••••• I•• (registered 2026-08-03)
Jun 9, 2026 · Advisor changed firm · fact
J••••• D••••• B•••• left M••••• G••••• A••••••• I••• for G••••• • C•••••• (registered 2026-05-06)
May 12, 2026 · Advisor changed firm · fact
A•••••••• G•••• left M••••• G••••• A••••••• I••• for E•••••••• W••••• M••••••••• (registered 2026-06-30)
May 12, 2026 · Advisor changed firm · fact
H•••• C•• left M••••• G••••• A••••••• I••• for Mariner (registered 2026-04-19)
Apr 20, 2026 · Advisor changed firm · fact
R•••• W••••• left M••••• G••••• A••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2026-08-05)
Apr 9, 2026 · Advisor changed firm · fact
B•••• P••••• A••• E•••• left M••••• G••••• A••••••• I••• for Lido (registered 2026-04-08)
Apr 8, 2026 · Advisor changed firm · fact
M••••• G••••• A••••••• I••• reported RAUM $84.4B, up 40% from $60.3B (2025-12-26 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
M••••• G••••• A••••••• I••• reported 257 offices beyond its principal office, up from 107 (2025-12-26 to 2026-03-31)
Mar 31, 2026 · Office count change · derived
M••••• G••••• A••••••• I••• reported 667 state-registered advisory representatives, up from 541 (2025-12-26 to 2026-03-31)
Mar 31, 2026 · Advisor headcount change · derived
T••••••• A••••••• S•••••••• L••'s advisors moved to M••••• G••••• A••••••• I••• (Portland, OR): 3 of 3 registered, on the same day
Mar 31, 2026 · Firm absorbed (people side) · derived
O•••••• W••••• P••••••• L••'s advisors moved to M••••• G••••• A••••••• I••• (Waltham, MA): 12 of 12 registered, on the same day
Mar 31, 2026 · Firm absorbed (people side) · derived
S• C•••••• M••••••••• I•••'s advisors moved to M••••• G••••• A••••••• I••• (Encino, CA): 6 of 6 registered, on the same day
Mar 31, 2026 · Firm absorbed (people side) · derived
L••• R•• W••••• A•••••••• L••'s advisors moved to M••••• G••••• A••••••• I••• (Lake Placid, NY): 7 of 7 registered, on the same day
Mar 30, 2026 · Firm absorbed (people side) · derived
H••••• T•••• left M••••• G••••• A••••••• I••• for S••••• I••••••••• A•••••••• L•• (registered 2026-03-31)
Mar 18, 2026 · Advisor changed firm · fact
M• L••••• A•••••••• L••'s advisors moved to M••••• G••••• A••••••• I••• (Bend, OR): 4 of 4 registered, on the same day
Mar 12, 2026 · Firm absorbed (people side) · derived
K•••••••• N••••• P••••••• left M••••• G••••• A••••••• I••• for C•••••••• W••••• (registered 2026-08-20)
Mar 6, 2026 · Advisor changed firm · fact
E••• W•••••• T••••••• left M••••• G••••• A••••••• I••• for M••••••••• F•••••••• N•••••• (registered 2026-01-01)
Jan 16, 2026 · Advisor changed firm · fact
A••••• G••••••• V••••• left M••••• G••••• A••••••• I••• for S••••• W••••• M••••••••• I••• (registered 2026-01-29)
Jan 16, 2026 · Advisor changed firm · fact
3 advisors left I••••••••• A••••••• N•••••• L•• (Dallas, TX) for M••••• G••••• A••••••• I••• on the same day
Dec 31, 2025 · Team lift-out · derived
2 advisors left V•••••• B••• F•••••••• G••••• L•• (Memphis, TN) for M••••• G••••• A••••••• I••• on the same day
Dec 23, 2025 · Team lift-out · derived
F••• S••• C••••••• L••'s advisors moved to M••••• G••••• A••••••• I••• (Oklahoma City, OK): 10 of 10 registered, on the same day
Dec 23, 2025 · Firm absorbed (people side) · derived

Across DFX

shared identifiers only, never a name match

M••••• G••••• A••••••• I••• · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Business email: sdowns@merceradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: cmanocchi@merceradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: tmague@merceradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 888-920-1320reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile: linkedin.com/company/benemark-inc-reportedpublic record, Form ADV, Sep 19, 2026
Firm profile: linkedin.com/company/cfnplanreportedpublic record, Form ADV, Sep 19, 2026
Website: merceradvisors.comreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone: (888) 885-8101reportedpublic record, Form ADV, Sep 17, 2026
Contact form: merceradvisors.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Team page: merceradvisors.com/meet-our-team/gregg-g-padillareportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $113Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026