DFX Intelligence
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Registered advisor
B•••• J••••• C•••••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
7 y
since Jul 3, 2019
In the industry
31 y
since Aug 4, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 3, 2019 · Myrtle Beach, Sc
- W•••• F•••• A••••••• wirehouseOct 10, 2013 to Jul 9, 2019 · Charleston, Sc
- R•••••• J•••• • A••••••••• I••• national BDNov 26, 2008 to Oct 10, 2013 · Myrtle Beach, Sc
- W•••• F•••• A••••••• wirehouseAug 21, 2002 to Nov 17, 2008 · Myrtle Beach, Sc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jul 9, 2019, registered Jul 3, 2019 (-6 days) · Wirehouse to independent RIA · moved with a team
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Oct 10, 2013, registered Oct 10, 2013 (0 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Nov 17, 2008, registered Nov 26, 2008 (9 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address