DFX Intelligence
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Registered advisor
J•••• M•••••• A••••
Feed of 09/14/2026
At current firm
16 y
since Aug 24, 2010
In the industry
31 y
since Mar 2, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 24, 2010 · Naperville, Il
- E••••• J•••• national BDMar 22, 2007 to Aug 26, 2010 · Glen Ellyn, Il
- M••••• S•••••• D• I••• unclassifiedMar 4, 1998 to Nov 29, 2002 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• F•••••••• L••left Aug 26, 2010, registered Aug 24, 2010 (-2 days) · Other
- M••••• S•••••• D• I••• to E••••• J••••left Nov 29, 2002, registered Mar 22, 2007 (1574 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address